Simon Alexander Bourke
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Alexander Bourke ( ), a licensed former licensee with CE reference BEF663. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-09-29 | 2020-08-06 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-09-29 | 2020-08-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-09-29 | 2020-08-06 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-09-29 | 2020-08-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-09-29 | 2020-08-06 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-09-29 | 2020-08-06 |