John Xiao Yu Huo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Xiao Yu Huo, a licensed Responsible Officer with CE reference BEF839. Currently licensed at 1 firm(s): Manulife Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-07-02 | present |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-07-02 | present |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2024-07-02 | present |
| Manulife General Account Investments (HK) Limited | Rep | Type 1 — Dealing in securities | 2018-02-28 | 2024-07-01 |
| Manulife General Account Investments (HK) Limited | Rep | Type 4 — Advising on securities | 2018-01-31 | 2024-07-01 |
| Manulife General Account Investments (HK) Limited | Rep | Type 9 — Asset management | 2018-01-31 | 2024-07-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-26 | 2019-10-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-09-26 | 2019-10-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-09-26 | 2019-10-30 |