Shuli Lin
林書力
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuli Lin (林書力), a licensed Responsible Officer with CE reference BEG056. Currently licensed at 1 firm(s): Morton Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morton Securities Limited 萬基證券有限公司 |
RO | Type 4 — Advising on securities | 2025-02-11 | present |
| Morton Securities Limited 萬基證券有限公司 |
RO | Type 9 — Asset management | 2025-02-11 | present |
| Morton Securities Limited 萬基證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-04 | present |
| Morton Securities Limited 萬基證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-26 | 2024-01-04 |
| China On Securities Limited 中安證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-25 | 2021-12-13 |
| China On Securities Limited 中安證券有限公司 |
Rep | Type 9 — Asset management | 2021-06-01 | 2021-12-13 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-28 | 2020-08-27 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-28 | 2021-03-01 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 9 — Asset management | 2018-02-28 | 2021-03-01 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-25 | 2016-11-26 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 9 — Asset management | 2016-10-25 | 2016-11-26 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-06 | 2016-11-26 |