Haiyun Gu
古海云
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haiyun Gu (古海云), a licensed Responsible Officer with CE reference BEG157. Currently licensed at 1 firm(s): New China Asset Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-06-21 | present |
| New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2024-06-21 | present |
| New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-30 | 2024-06-21 |
| New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-09-30 | 2024-06-21 |