Lu (SFC:BEH822) Chen
陳璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu (SFC:BEH822) Chen (陳璐), a licensed former licensee with CE reference BEH822. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-10-15 | 2016-08-20 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-10-15 | 2016-08-20 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-10-15 | 2016-08-20 |