Nelson Yeung Cheong Wong
王揚宗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson Yeung Cheong Wong (王揚宗), a licensed Responsible Officer with CE reference BEJ364. Currently licensed at 1 firm(s): Ruibang Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ruibang Securities Limited 瑞邦證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-21 | present |
| Ruibang Securities Limited 瑞邦證券有限公司 |
RO | Type 4 — Advising on securities | 2021-10-21 | present |
| Chuenman Securities Limited 川文證券有限公司 |
RO | Type 4 — Advising on securities | 2021-03-02 | 2021-10-18 |
| Chuenman Securities Limited 川文證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-10 | 2021-10-18 |
| Chuenman Securities Limited 川文證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-17 | 2019-12-10 |
| Bright Smart Forex Limited 耀才環球外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2018-08-28 | 2019-10-14 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-10 | 2019-10-14 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-23 | 2019-10-14 |