Chao (SFC:BEJ749) Xie
謝超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao (SFC:BEJ749) Xie (謝超), a licensed former licensee with CE reference BEJ749. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-05 | 2019-04-10 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 4 — Advising on securities | 2017-07-05 | 2019-04-10 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-07-05 | 2019-04-10 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 9 — Asset management | 2017-07-05 | 2019-04-10 |