Shaojie Zuo
左少杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaojie Zuo (左少杰), a licensed Responsible Officer with CE reference BEL258. Currently licensed at 1 firm(s): China Everbright Assets Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2026-01-13 | present |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-07-24 | present |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 9 — Asset management | 2023-07-24 | present |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-30 | 2023-07-24 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-06-30 | 2023-07-24 |
| Everbright Capital Management Limited 光大資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-04 | 2015-06-30 |
| Everbright Capital Management Limited 光大資本管理有限公司 |
Rep | Type 9 — Asset management | 2014-11-04 | 2015-06-30 |