Herve Jean-Marie Mercat
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herve Jean-Marie Mercat ( ), a licensed former licensee with CE reference BEM060. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-03-24 | 2018-03-05 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-03-24 | 2018-03-05 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2015-03-24 | 2018-03-05 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-02 | 2015-03-24 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-12-02 | 2015-03-24 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2014-12-02 | 2015-03-24 |