Xiangyu Chen
陳翔雨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiangyu Chen (陳翔雨), a licensed Responsible Officer with CE reference BEM067. Currently licensed at 1 firm(s): CMB International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-14 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-07-14 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-10 | 2021-07-14 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-11-10 | 2021-07-14 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2014-11-13 | 2015-05-16 |