Mariana Paul
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mariana Paul ( ), a licensed former licensee with CE reference BEM359. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-09-01 | 2025-09-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2025-09-01 | 2025-09-05 |
| Rafiki Capital Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2017-02-16 | 2018-02-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-14 | 2016-11-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-14 | 2016-11-26 |