Wendy Wai Ying Lo

羅惠英
CE No. BEM510 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Wai Ying Lo (羅惠英), a licensed Responsible Officer with CE reference BEM510. Currently licensed at 1 firm(s): Kwong Fat Hong (Securities) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 2.

More firms doing Dealing in securities →

Licence history

FirmRoleRegulated activityFromTo
Kwong Fat Hong (Securities) Limited
廣發行證券有限公司		 RO Type 1 — Dealing in securities 2018-08-13 present
Kwong Fat Hong (Securities) Limited
廣發行證券有限公司		 Rep Type 1 — Dealing in securities 2014-11-28 2018-08-13

Related