Douglas James Macleod Morton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas James Macleod Morton ( ), a licensed former licensee with CE reference BEO419. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | 2017-05-18 | 2018-11-14 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 4 — Advising on securities | 2017-05-18 | 2018-11-14 |
| NT Securities Asia Limited |
Rep | Type 1 — Dealing in securities | 2014-12-29 | 2017-08-31 |
| NT Securities Asia Limited |
Rep | Type 4 — Advising on securities | 2014-12-29 | 2017-08-31 |