Jie (SFC:BEO932) Wu
吳杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie (SFC:BEO932) Wu (吳杰), a licensed Responsible Officer with CE reference BEO932. Currently licensed at 1 firm(s): Nard Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nard Capital Limited 納德資本有限公司 |
RO | Type 4 — Advising on securities | 2022-03-31 | present |
| Nard Capital Limited 納德資本有限公司 |
RO | Type 9 — Asset management | 2020-08-24 | present |
| WIM Asset Management (HK) Limited | RO | Type 9 — Asset management | 2018-04-10 | 2020-03-25 |
| WIM Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2017-03-29 | 2018-04-10 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-15 | 2017-02-28 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2014-12-15 | 2017-02-28 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-15 | 2017-02-28 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2014-12-15 | 2017-02-28 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2014-12-15 | 2017-02-28 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2014-12-15 | 2017-02-28 |