Darren Wang Yip Lui
雷宏業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Darren Wang Yip Lui (雷宏業), a licensed former licensee with CE reference BER581. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Securis Capital Limited |
RO | Type 1 — Dealing in securities | 2018-05-16 | 2019-09-11 |
| Securis Capital Limited |
RO | Type 4 — Advising on securities | 2018-05-16 | 2019-09-11 |
| Securis Capital Limited |
RO | Type 9 — Asset management | 2017-12-21 | 2019-09-11 |
| Quintar Capital Limited | RO | Type 9 — Asset management | 2016-03-21 | 2017-09-05 |
| China Glory Securities Company Limited 華彩證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-03-10 | 2017-09-05 |
| China Glory Securities Company Limited 華彩證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-03-10 | 2017-09-05 |