Dae Won Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dae Won Kim ( ), a licensed former licensee with CE reference BES009. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shinhan Securities Asia Limited |
Rep | Type 1 — Dealing in securities | 2015-01-22 | 2015-04-10 |
| Shinhan Securities Asia Limited |
Rep | Type 4 — Advising on securities | 2015-01-22 | 2015-04-10 |
| Shinhan Securities Asia Limited |
Rep | Type 9 — Asset management | 2015-01-22 | 2015-04-10 |