Sandra Siu Ching Liu
廖小靖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandra Siu Ching Liu (廖小靖), a licensed former licensee with CE reference BES752. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 — Dealing in securities | 2020-12-02 | 2025-05-01 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 4 — Advising on securities | 2020-12-02 | 2025-05-01 |
| MCM Investment Partners Limited (以曼睿資管名義經營業務) |
Rep | Type 9 — Asset management | 2020-12-02 | 2025-05-01 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 — Asset management | 2015-07-02 | 2017-04-13 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-30 | 2017-04-13 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-30 | 2017-04-13 |