James Michael Rose
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Michael Rose ( ), a licensed former licensee with CE reference BET509. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Panoptic Europe Limited | RO | Type 4 — Advising on securities | 2015-05-04 | 2018-09-05 |