Gurpreet Singh Narula
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gurpreet Singh Narula ( ), a licensed former licensee with CE reference BEW644. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citadel Securities (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2018-03-19 | 2026-02-20 |
| Citadel Securities (Hong Kong) Limited |
Rep | Type 2 — Dealing in futures contracts | 2018-03-19 | 2026-02-20 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-11 | 2018-02-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2015-01-29 | 2018-02-14 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-29 | 2016-10-10 |