James Sangwon Lee
李祥源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Sangwon Lee (李祥源), a licensed Responsible Officer with CE reference BEW672. Currently licensed at 1 firm(s): Cerberus Asia Pacific Advisors II Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cerberus Asia Pacific Advisors II Limited |
RO | Type 1 — Dealing in securities | 2024-02-14 | present |
| Cerberus Asia Pacific Advisors II Limited |
Rep | Type 1 — Dealing in securities | 2020-09-23 | 2024-02-14 |
| PJT Partners (HK) Limited | Rep | Type 1 — Dealing in securities | 2018-08-16 | 2020-09-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-28 | 2016-08-19 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-01-28 | 2016-08-19 |