Chau Yin Ho
何秋燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chau Yin Ho (何秋燕), a licensed former licensee with CE reference BEX111. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-02 | 2026-01-19 |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-07-02 | 2026-01-19 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-07-02 | 2026-01-19 |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2025-07-02 | 2026-01-19 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-18 | 2025-05-16 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-01-18 | 2025-05-16 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-30 | 2025-05-16 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-03 | 2022-09-24 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-02-03 | 2022-09-24 |