Jiayi (SFC:BEZ119) Lu
陸嘉憶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiayi (SFC:BEZ119) Lu (陸嘉憶), a licensed former licensee with CE reference BEZ119. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-05 | 2025-09-08 |
| SPDB International Securities Limited 浦銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-05 | 2025-09-08 |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-25 | 2021-01-30 |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-04 | 2021-01-30 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-25 | 2017-09-01 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-07-25 | 2017-09-01 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-07 | 2016-06-09 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-06 | 2016-06-09 |