Jonathan Sheung Kai Wu
伍尚楷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Sheung Kai Wu (伍尚楷), a licensed Responsible Officer with CE reference BEZ383. Currently licensed at 2 firm(s): Pinerion Asset Management Limited, Pinerion Investment Advisory Limited . Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pinerion Asset Management Limited 鼎安資產管理有限公司 |
RO | Type 9 — Asset management | 2024-07-05 | present |
| Pinerion Investment Advisory Limited 鼎安投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2022-08-03 | present |
| Pinerion Asset Management Limited 鼎安資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-30 | 2024-07-05 |
| CMH Capital Co., Limited |
Rep | Type 4 — Advising on securities | 2021-01-11 | 2022-06-30 |
| CMH Capital Co., Limited |
RO | Type 4 — Advising on securities | 2015-02-24 | 2021-01-11 |