Chek Wah Cheng
鄭澤華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chek Wah Cheng (鄭澤華), a licensed former licensee with CE reference BFA938. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-02-23 | 2019-10-25 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-23 | 2019-10-25 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-10 | 2019-10-25 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 9 — Asset management | 2017-11-10 | 2019-10-25 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-10 | 2017-09-08 |