Bin Xiao
肖彬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bin Xiao (肖彬), a licensed former licensee with CE reference BFD309. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-10 | 2025-06-06 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 — Advising on securities | 2018-09-10 | 2025-06-06 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2018-09-10 | 2024-04-22 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-17 | 2024-04-22 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-24 | 2018-09-10 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-24 | 2018-09-10 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-23 | 2017-08-17 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-23 | 2018-09-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-23 | 2016-05-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-23 | 2016-05-15 |