Yayi Xie
謝雅怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yayi Xie (謝雅怡), a licensed former licensee with CE reference BFD654. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion International Securities Group Limited 獅子國際證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-16 | 2022-02-04 |
| Lion Futures Limited 獅子期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-08-16 | 2022-02-04 |
| Lion International Securities Group Limited 獅子國際證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-16 | 2022-02-04 |
| Lion Futures Limited 獅子期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-08-16 | 2022-02-04 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-30 | 2018-03-16 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-30 | 2018-03-16 |
| HGNH International Forex Co., Limited 橫華國際外滙有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-03-30 | 2018-03-16 |