Cindy Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy Chan ( ), a licensed former licensee with CE reference BFE151. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-30 | 2016-09-09 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-30 | 2016-09-09 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-03-30 | 2016-09-09 |