Chim Wong
王潛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chim Wong (王潛), a licensed Representative with CE reference BFE349. Currently licensed at 1 firm(s): China Securities (International) Brokerage Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-21 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-03-21 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-21 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-23 | 2024-03-16 |
| CloudAlpha Capital Management Limited 奇點資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-03-01 | 2022-04-19 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-01 | 2022-01-12 |
| GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-03-31 | 2016-12-29 |