Shuo Zhao
趙碩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuo Zhao (趙碩), a licensed former licensee with CE reference BFE619. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-08 | 2015-09-05 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-08 | 2015-09-05 |