Yang (SFC:BFF198) Tian
田陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BFF198) Tian (田陽), a licensed former licensee with CE reference BFF198. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-29 | 2021-02-05 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-29 | 2021-02-05 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-29 | 2021-02-05 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-29 | 2021-02-05 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-23 | 2016-08-18 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-05-05 | 2016-08-18 |