Shiko Yanagisawa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiko Yanagisawa ( ), a licensed former licensee with CE reference BFH164. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-22 | 2017-05-15 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-22 | 2016-03-31 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-07-22 | 2017-05-15 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-07-22 | 2016-03-31 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 4 — Advising on securities | 2015-07-22 | 2017-05-15 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-07-22 | 2017-05-15 |