Michael Chu Mo Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Chu Mo Wu ( ), a licensed former licensee with CE reference BFI735. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | RO | Type 4 — Advising on securities | 2017-03-10 | 2021-06-30 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 1 — Dealing in securities | 2015-06-08 | 2021-06-30 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 2 — Dealing in futures contracts | 2015-06-08 | 2021-06-30 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 9 — Asset management | 2015-06-08 | 2021-06-30 |