Yun Xiong
熊贇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Xiong (熊贇), a licensed Responsible Officer with CE reference BFJ343. Currently licensed at 1 firm(s): Maoyuan Capital (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maoyuan Capital (HK) Limited 茂源資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-10-30 | present |
| Maoyuan Capital (HK) Limited 茂源資本(香港)有限公司 |
RO | Type 9 — Asset management | 2023-10-30 | present |
| Green Harmony Capital Limited 景和資本有限公司 |
RO | Type 4 — Advising on securities | 2022-07-18 | 2023-08-30 |
| Green Harmony Securities Limited 景和證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-07 | 2023-08-30 |
| Green Harmony Securities Limited 景和證券有限公司 |
RO | Type 4 — Advising on securities | 2021-01-07 | 2023-08-30 |
| Green Harmony Securities Limited 景和證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-23 | 2021-01-07 |
| Green Harmony Securities Limited 景和證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-23 | 2021-01-07 |
| Green Harmony Capital Limited 景和資本有限公司 |
RO | Type 9 — Asset management | 2019-05-07 | 2023-08-30 |
| Valuable Capital Limited 華盛資本証券有限公司 |
RO | Type 9 — Asset management | 2018-01-31 | 2019-02-28 |
| Yaozhi Asset Management International Co., Limited 耀之國際資產管理有限公司 |
RO | Type 9 — Asset management | 2015-09-17 | 2016-03-31 |