Tan Huang
黃坦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tan Huang (黃坦), a licensed Responsible Officer with CE reference BFK469. Currently licensed at 1 firm(s): SunPlus Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SunPlus Capital Limited 新領資本有限公司 |
RO | Type 4 — Advising on securities | 2022-01-28 | present |
| SunPlus Capital Limited 新領資本有限公司 |
RO | Type 9 — Asset management | 2022-01-28 | present |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-08-27 | 2021-10-07 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RO | Type 9 — Asset management | 2021-08-27 | 2021-10-07 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-02 | 2021-08-27 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-06-02 | 2021-08-27 |