Kwok Kuen Chau
周國權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Kuen Chau (周國權), a licensed former licensee with CE reference BFM781. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-25 | 2019-07-16 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-06-25 | 2019-07-16 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-04 | 2018-05-04 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-07-04 | 2018-05-04 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-05-22 | 2017-06-08 |