Kam Yu Ng
吳錦如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Yu Ng (吳錦如), a licensed Representative with CE reference BFO401. Currently licensed at 2 firm(s): WRise Prestige Securities Limited, WRise Prestige Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-12-08 | present |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-12-08 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-05 | 2025-09-03 |