Yunge Yao
姚蘊格
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yunge Yao (姚蘊格), a licensed former licensee with CE reference BFO561. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-09 | 2021-05-06 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-09 | 2021-05-06 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-30 | 2021-05-06 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-30 | 2021-05-06 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-03-30 | 2021-05-06 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-05 | 2017-09-30 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-05 | 2017-09-30 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-06-05 | 2017-09-30 |