Song Zhao
趙嵩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Song Zhao (趙嵩), a licensed former licensee with CE reference BFR106. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zongyou Capital Co. Limited 宗佑資本有限公司 |
RO | Type 4 — Advising on securities | 2019-11-12 | 2023-10-31 |
| Zongyou Capital Co. Limited 宗佑資本有限公司 |
RO | Type 9 — Asset management | 2019-11-12 | 2023-10-31 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-19 | 2019-07-19 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-30 | 2019-07-19 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-30 | 2018-12-19 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-11-30 | 2019-07-19 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-06 | 2017-11-17 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-06-19 | 2017-11-17 |