Shing Lam Yip
葉盛霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Lam Yip (葉盛霖), a licensed Representative with CE reference BFR732. Currently licensed at 1 firm(s): Dakin Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dakin Capital Limited 德健融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-23 | present |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-16 | 2018-04-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-16 | 2018-04-06 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-03-16 | 2018-04-06 |
| Nuada Limited 洛爾達有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-22 | 2018-01-31 |