Carl Ka Lok Hui
許嘉諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carl Ka Lok Hui (許嘉諾), a licensed Representative with CE reference BFS741. Currently licensed at 1 firm(s): Sun Life Investment Management Asia Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Life Investment Management Asia Limited 永明投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2025-06-09 | present |
| Sun Life Investment Management Asia Limited 永明投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2025-06-09 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-03 | 2024-01-04 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-11 | 2018-02-18 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-31 | 2018-02-18 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-02 | 2016-05-21 |