Shin Yamaguchi
山口真
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shin Yamaguchi (山口真), a licensed former licensee with CE reference BFT553. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-12 | 2018-06-30 |
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-06 | 2017-10-12 |