Haokang Zhu
朱皓康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haokang Zhu (朱皓康), a licensed Responsible Officer with CE reference BFU118. Currently licensed at 1 firm(s): Solomon JFZ (Asia) Holdings Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
RO | Type 1 — Dealing in securities | 2026-01-08 | present |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
RO | Type 4 — Advising on securities | 2026-01-08 | present |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
RO | Type 9 — Asset management | 2026-01-08 | present |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2025-01-22 | 2025-07-02 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
RO | Type 4 — Advising on securities | 2025-01-22 | 2025-07-02 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
RO | Type 9 — Asset management | 2025-01-22 | 2025-07-02 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-16 | 2025-01-22 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-16 | 2025-01-22 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-04-16 | 2025-01-22 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-06 | 2024-03-29 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-07-06 | 2024-03-29 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-27 | 2024-03-29 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-01-27 | 2024-03-29 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-14 | 2022-10-13 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-12 | 2022-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2018-04-03 | 2020-03-03 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-11 | 2020-03-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2015-07-14 | 2020-03-03 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-14 | 2016-10-10 |