Ka Chung Lai
黎家聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chung Lai (黎家聰), a licensed former licensee with CE reference BFU181. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Esperanza Fintech (Securities) Limited 毅盛金融科技（證券）有限公司 |
RO | Type 4 — Advising on securities | 2025-11-04 | 2026-05-11 |
| Esperanza Fintech (Securities) Limited 毅盛金融科技（證券）有限公司 |
RO | Type 9 — Asset management | 2025-11-04 | 2026-05-11 |
| Esperanza Fintech (Securities) Limited 毅盛金融科技（證券）有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-30 | 2025-11-04 |
| Esperanza Fintech (Securities) Limited 毅盛金融科技（證券）有限公司 |
Rep | Type 9 — Asset management | 2025-09-30 | 2025-11-04 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-01-02 | 2025-06-20 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-03 | 2025-06-20 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-03 | 2025-06-20 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-10-03 | 2025-06-20 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-30 | 2022-08-31 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-30 | 2022-08-31 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 9 — Asset management | 2022-06-30 | 2022-08-31 |
| KuCoin Commodity Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2021-06-22 | 2022-01-19 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | 2021-02-22 | 2022-01-19 |
| KuCoin Asset Management Limited | Rep | Type 9 — Asset management | 2021-02-22 | 2022-01-19 |
| KuCoin HK Limited | Rep | Type 4 — Advising on securities | 2020-12-29 | 2022-01-19 |
| Conrad Investment Services Limited |
Rep | Type 4 — Advising on securities | 2019-04-16 | 2020-05-13 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-24 | 2019-04-04 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-24 | 2019-04-04 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-11 | 2019-04-04 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-10 | 2018-09-17 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-05 | 2017-03-24 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-20 | 2016-11-28 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-06-20 | 2016-11-28 |
| China CIFCO Securities Co., Limited 中國中期證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-10 | 2015-08-28 |