Tsz Wan Vivian Tsoi
蔡芷韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Wan Vivian Tsoi (蔡芷韻), a licensed Responsible Officer with CE reference BFU951. Currently licensed at 1 firm(s): Innovax Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovax Asset Management Limited 創陞資產管理有限公司 |
RO | Type 9 — Asset management | 2024-10-14 | present |
| Innovax Asset Management Limited 創陞資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-08-29 | 2024-10-14 |
| Soul Ventures Investment Limited |
RO | Type 9 — Asset management | 2022-12-01 | 2024-03-15 |
| Soul Ventures Investment Limited |
Rep | Type 9 — Asset management | 2022-10-31 | 2022-12-01 |
| Innovax Asset Management Limited 創陞資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-08-31 | 2022-09-30 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-25 | 2017-08-18 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 9 — Asset management | 2016-11-25 | 2017-08-18 |
| Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-09-06 | 2016-09-15 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-17 | 2016-09-15 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-15 | 2015-09-02 |