Qing (SFC:BFU968) Li
李青
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qing (SFC:BFU968) Li (李青), a licensed former licensee with CE reference BFU968. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-05-16 | 2019-05-25 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-05-16 | 2019-05-25 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2016-05-16 | 2019-05-25 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-16 | 2016-01-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-16 | 2016-01-21 |