Chu Sheng Hong
洪鉅昇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chu Sheng Hong (洪鉅昇), a licensed Responsible Officer with CE reference BFW366. Currently licensed at 1 firm(s): Maxcess Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maxcess Capital Limited 至成資本有限公司 |
RO | Type 4 — Advising on securities | 2022-11-08 | present |
| Maxcess Capital Limited 至成資本有限公司 |
RO | Type 9 — Asset management | 2021-09-03 | present |
| Golden K2 Securities Limited | RO | Type 1 — Dealing in securities | 2022-11-08 | 2023-11-28 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-15 | 2022-11-08 |
| Golden K2 Securities Limited | Rep | Type 1 — Dealing in securities | 2022-08-10 | 2022-11-08 |
| Golden K2 Securities Limited | RO | Type 1 — Dealing in securities | 2021-09-03 | 2022-08-10 |
| Maxcess Capital Limited 至成資本有限公司 |
RO | Type 4 — Advising on securities | 2021-09-03 | 2022-08-15 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-11 | 2019-02-26 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2015-07-17 | 2019-02-26 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-17 | 2016-10-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2015-07-17 | 2019-02-26 |