Ka Chun Tam
譚嘉進
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chun Tam (譚嘉進), a licensed Representative with CE reference BFW877. Currently licensed at 1 firm(s): GaoTeng Global Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-11 | present |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-06-11 | present |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2015-07-23 | 2020-04-12 |