Ying (SFC:BFX045) Xiong
熊英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying (SFC:BFX045) Xiong (熊英), a licensed former licensee with CE reference BFX045. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-02 | 2022-05-18 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-11-02 | 2022-05-18 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-24 | 2017-10-14 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-05-24 | 2017-10-14 |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2015-07-27 | 2015-10-13 |