Xia Wu

吳霞
CE No. BFX736 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xia Wu (吳霞), a licensed Responsible Officer with CE reference BFX736. Currently licensed at 1 firm(s): Candescent Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
Candescent Capital Limited
凱德晟資本有限公司		 RO Type 4 — Advising on securities 2023-12-19 present
Candescent Capital Limited
凱德晟資本有限公司		 RO Type 9 — Asset management 2023-12-19 present
Changjiang Asset Management (HK) Limited
長江證券資產管理(香港)有限公司		 Rep Type 4 — Advising on securities 2015-07-27 2020-10-20
Changjiang Asset Management (HK) Limited
長江證券資產管理(香港)有限公司		 Rep Type 9 — Asset management 2015-07-27 2020-10-20

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