Kai Wang Li
李啟宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Wang Li (李啟宏), a licensed former licensee with CE reference BFY153. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2021-12-07 | 2024-03-27 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-10 | 2024-03-27 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-10 | 2024-03-27 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-10 | 2024-03-27 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-09-10 | 2024-03-27 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-10 | 2024-03-27 |
| Solo Asset Management Limited 高歌資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-07 | 2021-08-25 |
| Solo Asset Management Limited 高歌資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-08-07 | 2021-08-25 |
| Solo Securities Limited 高歌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-02 | 2021-08-25 |
| Solo Futures Limited 高歌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-11 | 2021-08-25 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-14 | 2017-11-09 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-11-09 | 2017-11-09 |
| HGNH International Forex Co., Limited 橫華國際外滙有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-08-04 | 2015-12-31 |